Investment Bankers & Advisors
Results Oriented

Formed in 1985, Brockson Capital Advisors is an investment banking and consulting firm that, through its senior principals, provides superior service and performance to lower middle market, privately owned companies who seek unbiased advice and prudent strategies in interacting and obtaining institutional sources of capital, either in the form of growth capital ($5M plus) or in the sale of their businesses ($2M plus in EBITDA).  We also provide consulting advice to companies in addressing issues that hinder either growth or ownership transitions.

Brockson has strong relationships with a wide range of capital structures including venture capital firms, private equity groups, family offices, hedge funds, strategic investors, banks, asset based lenders and alternative sources of capital. 

Brockson’s consulting services are always tailored to the unique needs of each of our clients.  We have extensive experience allowing us to provide guidance in the areas of optimal capital structures, corporate finance, cash flow analysis, enterprise valuations, growth planning and exit planning.

Brockson principally works results based compensation that typically includes both an up-front retainer fee and a success fee basis.  At the outset of an engagement, we provide a detailed scope of work and services and, once immersed and knowledgeable of the client specifics, detailed recommendations on particular courses of action.  Initial meetings are cost free.

Brockson’s principals have extensive experience in BOTH investment banking and in ownership and management of lower middle market companies.  

    “Luck is when preparation meets opportunity"

                                         From Seneca, a Roman dramatist, philosopher, & politician (5 BC - 65 AD)


The firm works with privately owned middle market companies throughout the U.S. in Technology, Manufacturing, and Business Services with:

  • Mergers & Acquisitions
  •  Corporate Finance
  • Private Placements of Debt and Equity
  • Strategic Alliances

 Brockson’s reputation is built on the integrity, excellence, and vision of its investment bankers and business consultants.

Securities offered through a Broker/Dealer on a deal by deal basis who is a member FINRA, SIPC  
3200 N. Central Ave., Suite 1470, Phoenix, AZ 85012
100 Pine Street, Suite 1250, San Francisco, CA 94111